Financial Services Regulation

Ashurst demonstrates considerable experience in a broad range of financial services law, advising an array of financial institutions. It is recognised as a go-to firm for advice on complex investigations and enforcements, with additional expertise in areas such as derivatives and payment systems regulation. The team is regarded as one of the leading contentious regulatory offerings and remains a valued advisor for global financial institutions on cross-border mandates, on their entry into Australian financial services markets and on their ongoing engagements with financial services regulators.

"Ashurst has a coordinated, approachable and knowledgeable team who are always willing to assist. They always provide timely and coordinated advice, ensuring complex matters are handled effectively."

"Ashurst's expertise is evident in all of its advice. Their work demonstrates innovative thinking to solve complex problems."

Ashurst advised OKX on its launch of a locally licensed presence in Australia to service wholesale clients, with plans to launch a fully-fledged retail offering in the future.

Jonathan Gordon is a well-established and highly regarded lawyer in the financial services area, frequently acting for clients on the establishment of operations and the implementation of regulatory regimes. "Jonathan Gordon is a go-to expert in his field. He is extremely experienced and commercial." "Jonny is an undisputed leader in financial service infrastructure and regulation."

Narelle Smythe is a leading practitioner in the financial services space and is highly regarded for her expertise in relation to consumer credit and payment systems. "Narelle Smythe is an expert in the area and provides a depth of knowledge and experience which is difficult to find elsewhere."

Corey McHattan advises clients in relation to compliance with financial services regulation and is noted for his technical knowledge. "Corey has very deep expertise in the regulation of financial market participants and a strong sense of the commercial drivers that impact our industry." "Corey provides clear and practical advice that is readily understood. He works hard to promote the position of his client with regulators."

Nicholas Mavrakis is a seasoned and respected litigator who is experienced at assisting financial services clients on contentious matters.

Felicity Healy is an established litigator who is noted for her experience and who acts for major financial institutions and banks in relation to regulatory litigation and investigations.