About
Provided by Bradford Edwards LLP
Bradford Edwards LLP
New York, NY
www.bradfordedwards.com
Principals: Patrick A. Bradford, Denver G. Edwards, John Osei-Tutu
Bradford Edwards LLP specializes in dispute resolution, including investigations. Our principals have led investigations before the SEC, FINRA, DOJ, Treasury, and various state and city agencies. Our partners have also conducted internal investigations dealing with accounting and antitrust matters, as well as national and international FCPA investigations. Since its founding in 2020, the firm has represented Fortune 500 companies in a range of industries and regularly provide bespoke advice and counsel to clients based upon clients' business goals.
Recent Government Investigations and Regulatory Enforcement Defense:
- Represent executives of financial institution before the SEC concerning "off channel" business communications in violation of SEC rules.
- Represent financial professionals before the SEC in connection with SPAC transaction.
- Represent COO in SEC investigation regarding disclosure violations at a hedge fund related to fees and expenses charged to investors.
- Represent former government employee in connection with Attorney General’s investigation of the Governor of the State of New York.
- Represent individuals in testimony before the SEC concerning account fees charged by financial institution.
- Represent financial services companies in arbitration before FINRA.
