Investment Funds: Regulatory & Compliance
USA Guide 2024 : USA - Nationwide
Band 3
![Patrick Hayes](https://assets-cdn.chambers.com/cdn-cgi/image/format=auto,fit=scale-down/https://media.chambers.com/individuals/3189676/4e5f5184-e9d8-4ae3-909b-bd6819a4cb44/profile.png)
About
Provided by Calfee, Halter & Griswold LLP
Providing expert counsel to the investment management industry is in Calfee’s DNA, with the firm’s history boasting attorneys who have held the very highest positions at the SEC. Calfee's dedicated Investment Management lawyers provide exceptional service and problem-solving expertise regarding all aspects of the public and private securities markets, including asset management, wealth management, fund formation, transactional, regulatory compliance, and enforcement matters for registered and nonregistered persons.
Calfee’s Investment Management practice is comprehensive, working with a depth and breadth of financial professionals unmatched by most Midwest law firms. Clients include:
- Investment Advisers
- Private Equity and Private Funds
- ERISA Investment Fiduciaries
- Family Offices
- Broker Dealers
- Dual Registrants
- Cryptoasset Traders
- Mutual Fund Trusts
- FinTech and Robo-Advisers
- Investment Bankers and Boutiques
- Venture Capitalists
- Insurance Companies
- Investment Companies
- Corporate Banks
Calfee’s Investment Management attorneys offer expert counsel and support advisers in the development and administration of their compliance programs, including the creation and implementation of written policies and procedures governing all activities of the adviser and any associated funds.
Ranked Lawyers at
Calfee, Halter & Griswold LLP
USA - Nationwide
![Patrick Hayes](https://assets-cdn.chambers.com/cdn-cgi/image/format=auto,fit=scale-down/https://media.chambers.com/individuals/3292809/8093e6f4-fbc0-4732-b882-60312c26fb3c/profile.png)
Members
Provided by Calfee, Halter & Griswold LLP
Arthur Hall
Brent Pietrafese
Douglas Neary
Gerald Monroe
Jennifer Vergilii
John McGuire
John Mongelluzzo
Kenton Pettit
Kristofer Spreen
Michael French
Michael Hurley
![Patrick Hayes](https://assets-cdn.chambers.com/cdn-cgi/image/format=auto,fit=scale-down/https://media.chambers.com/individuals/3292809/8093e6f4-fbc0-4732-b882-60312c26fb3c/profile.png)
Head of Department
Terrence Doyle
Thomas Welsh
Industries
Provided by Calfee, Halter & Griswold LLP
Banking, Financial Services and Insurance
Partnerships, LLCs and Joint Ventures
Private and Family Owned Businesses