Financial Services Regulation - Australia
What the Team is Known For
Clayton Utz is widely regarded as a go-to firm offering extensive expertise in regulatory matters and financial reforms. The firm houses a highly regarded contentious practice with experience assisting with regulatory investigations, litigation and the enforcement of licence conditions. It provides regulatory advice relating to investment funds and novel financial products, acting for a blue-chip clientele and major financial institutions including a number of retail banks. The firm maintains excellent relationships with international law firms, regulators and corporations.
Strengths
"The Clayton Utz team is thoroughly well-prepared and organised and maintains close contact with clients and other stakeholders. They are pleasant to work with."
Work Highlights
Clayton Utz acted for the Commonwealth Bank of Australia in relation to ASIC's investigation, enforcement proceedings and appeal concerning conflicted remuneration.
Notable Practitioners
Matthew Daley frequently assists clients on regulatory matters relating to investment funds and investment banks.
