Financial Services Regulation

About

Provided by Clayton Utz

The team in known a frontrunner in the industry. They are experts in regulation and litigation, consistently garner attention from prominent banks and financial services providers seeking guidance on critical matters.

he regulatory team, under the leadership of Matt continues to go from strength to strength. The team specialises in financial services regulatory, investment funds and superannuation, retail banking, consumer credit, payments, insurance, AML/CTF and privacy. On the litigation front, Ross McInnes leads with excellence. His team is navigating the complexities of investigations in an ever-evolving landscape. Amidst ongoing regulatory changes, our strategic guidance has been instrumental in assisting clients through investigations, negotiating successfully with enforcement authorities, and robustly defending against civil penalty proceedings when necessary.