Financial Services Regulation: Broker Dealer (Compliance & Enforcement)

Derek Bush is a market-leading expert on issues of bank regulation, and routinely advises clients on Volcker Rule compliance and other directives under the Dodd-Frank Act. He is also skilled at representing financial institutions in major M&A.

"He's really good at giving practical advice on how to interact with our regulators in the US, how to apply the rules, and helping us navigate challenging situations."

"Derek has tons of experience, lots of connections at the regulators and a proven record."

"Derek provides holistic, big-picture advice and is extremely knowledgeable. He brings really great perspectives."

Hugh Conroy is sought after by domestic and international financial institutions for the strength of his advice on diverse issues, including compliance with the Dodd-Frank Act.

"He is really great at analyzing the complexity of banking products and applying that to US regulatory requirements."

"Hugh is an incredibly talented attorney who provides outstanding client service in a manner reflective of a deep awareness of market practices."

"He offers really top notch, thoughtful and helpful advice."

James Burns is noted for his high level experience at the SEC and his ability to advise major clearing houses on regulatory questions.

"Jim is excellent, and gives sound and creative counsel."

Brandon Hammer capably acts for financial markets clients in a range of contexts, including cross-border advice and SEC regulations.

"Brandon provides excellent client service and has incredible technical expertise."

Michael Krimminger leverages over 20 years of prior experience at the FDIC when advising his clients and is considered a go-to port of call for assistance with diverse bank regulatory matters. He is held in high regard for his ability to provide counsel on resolution planning requirements.

Rising star Lauren Semrad is noted for her work assisting clients with debanking and strategic compliance advice on a national and global scale.

"She always provides sound legal advice and thoughtful answers."

"Lauren is a sophisticated lawyer, she is highly responsive and great to work with."

Patrick Fuller is a highly regarded practitioner, noted for his outstanding expertise on a wide range of bank regulatory matters. He has notable experience of advising clients on compliance issues concerning financial technology.

"Patrick brings practical solutions to complex problems."

"He provides targeted and well-considered advice, delivered with maximum efficiency."

"He gives very good practical advice. He's very attentive and understands the intersection of a lot of the different rules."