Investment Funds: Regulatory & Compliance
Global Guide 2024 : USA
Band 3
Contact number
+1 212 450 4000Chambers Review
Davis Polk & Wardwell boasts a strong practice in the space. The team has considerable experience of advising on a plethora of issues, such as SEC investigations, regulatory actions, formations and broader operational compliance. The group provides counsel on issues related to a wide spectrum of funds, including hedge and mutual funds.
Work Highlights
- Davis Polk & Wardwell provided counsel to Galaxy Digital Holdings on the formation of an offshore fund that will invest in DeFi tokens.
Strengths
Provided by Chambers
"The team is very strong in all areas."
"The team is very strong in all areas."
Notable Practitioners
Nora Jordan of Davis Polk has vast experience in the space. She is commended for her ability to advise hedge fund managers and asset managers on CFTC and SEC compliance issues.
Gregory Rowland of Davis Polk has extensive experience advising private equity firms and other investment advisers on the full range of SEC and regulatory compliance issues.
"He has deep knowledge of the subject matter and a strong commercial sense."
"Greg is very responsive and gives practical, timely legal advice."
Ranked Lawyers at
Davis Polk & Wardwell LLP
USA