Financial Services Regulation: Broker Dealer (Compliance & Enforcement)
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Financial Services Regulation: Broker Dealer (Compliance)
![Clifford E. Kirsch](https://assets-cdn.chambers.com/cdn-cgi/image/format=auto,fit=scale-down/https://media.chambers.com/individuals/3268903/efb432ff-b663-46dc-9237-48f325413821/profile.png)
![Holly Smith](https://assets-cdn.chambers.com/cdn-cgi/image/format=auto,fit=scale-down/https://media.chambers.com/individuals/3268943/b3308075-0fb5-4ade-a351-937fa0076b47/profile.png)