Provided by Chambers
Fried, Frank, Harris, Shriver & Jacobson LLP is recognized for its expansive broker-dealer practice. Significant and often global clients bring complex compliance and enforcement matters surrounding actions and changes by the SEC, FINRA and other regulators. Also noted for its expertise in derivatives litigation.
Provided by Fried, Frank, Harris, Shriver & Jacobson LLP
Fried, Frank, Harris, Shriver & Jacobson LLP advised clients in the structured products market on the regulatory and compliance issues that arise in the distribution of certain security products to investors.
Provided by Chambers
"The team is very experienced and consistently provides practical advice."
"They are totally client-focused and understand the ins and outs of our business."
"The team is a walking library of regulatory insight."
"The team is very experienced and consistently provides practical advice."
"They are totally client-focused and understand the ins and outs of our business."
"The team is a walking library of regulatory insight."
Provided by Chambers
Joseph Vitale is an expert on emerging trends in the bank regulatory space and is equally recognized for his proficiency in M&A.
"He's really great at explaining complex concepts in a way that is very understandable."
"Joe is very experienced and provides practical advice."
Nihal Patel has extensive experience of handling a range of broker-dealer related compliance issues, including Dodd-Frank protocols.
"Nihal Patel is very well-versed in the regulations and he is commercial."
"Nihal is a great resource."