About

Provided by Katten


Katten's futures and derivatives attorneys represent a wide range of clients (dealers, end users, proprietary traders, brokers, advisors, exchanges and clearing organizations) on an equally wide range of commercial transactions (futures, structured products, and cleared and over-the-counter swaps) encompassing many different asset classes (interest rates, credit, commodities, securities and foreign exchange). This breadth of our practice gives us a valuable perspective on issues and a basis for creative problem solving.

The foundation of our practice is a deep understanding of futures and derivatives regulation, market practices and documentation. We negotiate agreements to help our clients close deals, not to prolong the negotiation process. We also help them understand and comply with the myriad rules and regulations affecting their businesses, and we defend them effectively when regulatory or litigation problems arise. Where appropriate to further our clients' business objectives, we also have been successful in obtaining regulatory relief that resolves issues before they turn into problems.

Our strong US and UK teams are fully coordinated so we can efficiently and consistently serve the needs of clients who do business on both sides of the Atlantic. Clients often rely on us to design three-cornered analyses for their activities in the UK, the EU and the US.

Chambers Review

Provided by Chambers

Derivatives - USA

2
Band 2

What the Team is Known For

Katten is recognized in the market as particularly strong in dealing with regulatory issues surrounding futures trading, with expertise in cleared and uncleared swaps. The derivatives practice utilizes the firm's bankruptcy and tax and litigation specialists to provide a rounded service. Services are available to a range of different clients, including clearing houses and end users, among others. The firm offers notable expertise in both OTC and exchange-traded derivatives.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Carl Kennedy
1
Carl Kennedy
1
Band 1
Carl Kennedy has experience in OTC and exchange-traded derivatives. He uses his deep knowledge of the CFTC to assist with regulatory compliance.
"Carl is a fantastic partner that brings expertise and well-reasoned guidance. He is a smart, responsive and creative partner to our business."
"Carl's government and industry experience means he delivers practical advice that advances the business."
Christian T. Kemnitz
1
Christian T. Kemnitz
1
Band 1
Christian Kemnitz serves as the chair of the financial markets litigation and enforcement department. He regularly advises major financial institutions clients on a range of derivatives enforcement issues.
"Christian is a very adept advocate who helps navigate complex issues towards achieving favorable outcomes."
"He is excellent."
Daniel J Davis
4
Daniel J Davis
4
Band 4
Daniel Davis is recommended for his regulatory guidance in the derivatives space, with additional insights into cryptocurrency.
"Daniel is technically brilliant and also very pragmatic."
"His government experience means he delivers practical advice that advances the business."
Matthew Kluchenek
4
Matthew Kluchenek
4
Band 4

Matthew Kluchenek has an excellent regulatory and enforcement practice in the derivatives space, including on crypto matters.

"Matt is terrific and has the perfect blend of knowing the letter of the law and knowing how market participants adhere to it."
"He has great technical product knowledge."
"Matt works hard to stay on top of new developments."

Ranked Lawyers at
Katten

Provided by Chambers
Filter by
Band

USA

Derivatives

Carl Kennedy
3
Carl Kennedy
3
Band 3
Daniel J Davis
4
Daniel J Davis
4
Band 4
Matthew Kluchenek
4
Matthew Kluchenek
4
Band 4
Derivatives: Enforcement

Christian T. Kemnitz
1
Christian T. Kemnitz
1
Band 1
Derivatives: Mainly Regulatory

Carl Kennedy
1
Carl Kennedy
1
Band 1