Investment Funds: Regulatory & Compliance
USA Guide 2024 : USA - Nationwide
Band 2
Email address
[email protected]Contact number
+1 215 963 5000About
Provided by Morgan, Lewis & Bockius LLP
Morgan Lewis lawyers are investment funds industry leaders with in-depth knowledge of all asset classes and every stage of the fund lifecycle—from fund formation onward, advising on every type of fund and portfolio company transaction, regulatory, and litigation matter along the way. Our practice has a global footprint covering six continents.
Our customized, innovative approach helps guide clients through new product development, cross-border transactions, and regulatory and compliance issues on behalf sponsors, funds, and investor groups across the sector. We advise fund sponsors and investment managers in forming new funds and managed accounts, assessing potential strategic arrangements and investment opportunities, and maintaining compliance with complex domestic and international regulations. We counsel institutional investors on structuring their global investment and training programs and represent them on their primary investments, co-investments, and secondary investments.
Chambers Review
Morgan, Lewis & Bockius is highly visible in the market with an impressive client list comprising private and registered fund sponsors, asset managers and institutional investors. Particularly adept at providing counsel on SEC, CFTC and NFA issues. Routinely called upon to advise on fund formations and SEC examinations. Additional experience of providing counsel on the Department of Labor Fiduciary Rule.
Work Highlights
- Morgan, Lewis & Bockius assisted GCM Grosvenor Capital Management on the regulatory issues related to the formation of over a dozen customized private equity funds.
Strengths
Provided by Chambers
"The team has strong subject matter expertise. There's great talent across the firm."
"Morgan, Lewis & Bockius has a deep bench of experts in every category. The partners have a breadth of experience."
"The practitioners are highly knowledgeable, thorough and professional."
"The team has strong subject matter expertise. There's great talent across the firm."
"Morgan, Lewis & Bockius has a deep bench of experts in every category. The partners have a breadth of experience."
"The practitioners are highly knowledgeable, thorough and professional."
Notable Practitioners
Christine Lombardo is particularly adept at advising asset managers on securities regulation matters.
"She has deep knowledge in the space and is relied upon for practical solutions."
"She's commercial, thorough and responsive."