Investment Funds: Regulatory & Compliance
USA Guide 2024 : USA - Nationwide
Band 1
Contact number
+1 212 756 2000About
Provided by Schulte Roth & Zabel LLP
Regulatory & Compliance
SRZ is one of only a few law firms with a dedicated regulatory and compliance practice within its private funds practice. SRZ has specialized expertise on issues private fund managers face in setting up, running and growing their businesses. SRZ also provides compliance reviews, training on compliance issues and assistance in drafting policies and procedures.
Chambers Review
Schulte Roth boasts a market-leading team assisting high-profile hedge and private equity fund clients in compliance with regulations. Experienced in matters involving the SEC, CFTC and National Futures Association. Draws strength from its global presence to offer clients guidance on international regulatory issues.
Work Highlights
- Schulte Roth & Zabel advised Portfolio Advisors on a definitive agreement to combine with FS Investments.
Strengths
Provided by Chambers
"Schulte's practitioners have deep experience and are impressive."
"The team is very responsive and provides a high level of service."
"The firm has a breadth and depth that is incredible."
"Schulte's practitioners have deep experience and are impressive."
"The team is very responsive and provides a high level of service."
"The firm has a breadth and depth that is incredible."
Notable Practitioners
Marc Elovitz receives praise for his advice to clients on regulatory and compliance matters related to private funds, including SEC examinations.
"Marc is wonderful, he's a brilliant authority on compliance."
"He's one of the best lawyers in the market."
Christopher Avellaneda has a distinguished practice and notable experience of advising clients on the SEC's new Marketing Rule.
"He's really thoughtful and an encyclopedia on anything related to compliance."
Cochair of the investment management regulatory and compliance group, Kelly Koscuiszka is notably adept at assisting clients with SEC examinations and the SEC registration process.
"Kelly is super-sharp and provides practical advice."
"Kelly provides phenomenal regulatory counsel."
Ranked Lawyers at
Schulte Roth & Zabel LLP
USA - Nationwide