Contact number
+1 612 977 8400About
Provided by Taft Stettinius & Hollister LLP
Taft’s Capital Markets attorneys are uniquely equipped to assist business clients with all aspects of accessing the capital markets through private or public debt or equity offerings. Beyond our extensive experience dealing with the SEC, FINRA, and difficult disclosure issues, we regularly collaborate with Taft attorneys from other practice areas to help analyze and approach client issues that require specialized knowledge.
Corporate Securities
Our attorneys assist business clients with all aspects of securities law, including compliance with the registration requirements of the Securities Act of 1933, the reporting and disclosure requirements of the Securities Exchange Act of 1934, the registration requirements of the Investment Advisers Act of 1940 and the requirements of state “Blue Sky” laws.
Public Offerings
We assist issuers and underwriters in satisfying both the regulatory requirements of federal and state law and the practical requirements involved in completing debt and equity offerings of securities through registered, 144A, or Regulation A+ offerings.