Registered Funds - USA
What the team is known for
Thompson Hine is noted for its significant registered funds practice. The team is well known for its handling of matters related to actively managed ETFs, corporate and board governance, mutual funds and 1940 Act compliance. The group regularly represents fund and asset managers as well as retirement plans.
Strengths
"It's practitioners are very knowledgeable about complex issues."
"Thompson Hine's team contains excellent lawyers."
Work highlights
Thompson Hine assisted Unified Series Trust with registering five ETFs focused on capturing the “night effect” of the markets. This included preparing the registration statements and providing appropriate fund names that comply with the name rule.
Notable practitioners
JoAnn Strasser has wide expertise in registered funds, including ETF and mutual fund matters. "JoAnn does an incredible job."
