Investment Funds: Regulatory & Compliance
Global Guide 2024 : USA
Band 1
Contact number
+1 212 728 8000About
Provided by Willkie Farr & Gallagher LLP
Please see https://www.willkie.com/capabilities/practices/asset-management
Chambers Review
Willkie Farr has a preeminent team that handles significant compliance matters involving investment funds. Noted for its expertise in issues related to the Commodity Exchange Act, Investment Advisers Act of 1940 and Investment Company Act of 1940.
Strengths
Provided by Chambers
"Willkie's group provides very well thought-out and practical advice in connection with complex and unique matters."
"Willkie's group provides very well thought-out and practical advice in connection with complex and unique matters."
Notable Practitioners
James Anderson specializes in advising private fund managers on securities regulatory compliance.
"James is deeply experienced."
"He is extremely knowledgeable, practical and very responsible."
Rita Molesworth is best known for her work with hedge fund sponsors in CFTC compliance.
"Rita is very knowledgeable."
Justin Browder has significant experience of advising asset managers on regulatory and operational issues, as well as federal securities matters.
"He's a terrific lawyer."
Anne Choe is consulted for her regulatory advice relating to ETFs, hedge and mutual funds, and private funds. She demonstrates notable experience of providing counsel on SEC regulatory examinations.
"Anne is professional and practical, with a keen ability to explain complex regulatory framework applications."
"She's a wonderful counselor."
Ranked Lawyers at
Willkie Farr & Gallagher LLP
USA
Members
Provided by Willkie Farr & Gallagher LLP