Brynn Rail

Practice Areas

Brynn Rail is a partner in the asset management group and leads Ropes & Gray’s broker-dealer team. Ranked nationwide by Chambers Global for Broker-Dealer Compliance, Brynn focuses her practice on advising a wide range of market participants on broker-dealer matters. She represents broker-dealers on various regulatory and securities law issues, including SEC registration and FINRA membership, Exchange Act and FINRA Rule compliance, and regulatory inspections and FINRA and SEC examinations and enforcement matters. In addition, Brynn counsels clients in connection with mergers and acquisitions involving broker-dealers.

Clients have described Brynn to Chambers as “one of the best FINRA lawyers we have come across,” “a tremendous attorney who is responsive and innovative and provides her advice in a straightforward, easy-to-understand and common sense manner,” and “very effective because of her deep understanding of the law and ability to tailor it to our circumstances.” She is “always accessible,” “has a good understanding of what market practice is,” and “[is] able to provide legal advice that correlates to risk tolerance.”