Craig Unterberg
USA Guide 2024
Band 5 : Financial Services Regulation: Banking (Compliance)
Email address
[email protected]Contact number
+1 212.659.4987Share profile
Band 5
About
Provided by Craig Unterberg
Practice Areas
Craig Unterberg is a member of the firm's Executive Committee and the managing partner of the firm’s New York office. He has handled an industry-leading number of margin stock, NAV facilities, and structured equity transactions on behalf of financial institutions, private equity funds, and hedge funds. He heads up the firm’s New York-based Margin Lending and Structured Equity Practice Group, and is a go-to lawyer for his clients on complex Regulation U and other regulatory matters. Craig handles complex onshore and offshore margin and fund financing facilities, and he advises on a range of derivative, prime brokerage, private equity, and hedge fund financing transactions for both buy- and sell-side counterparties.
Chambers Review
USA
Craig Unterberg impresses with his robust grounding in bank regulatory requirements, offering high-caliber compliance advice to clients on diverse issues.
Strengths
Provided by Chambers
"Craig is terrific. He is keenly attuned to market developments and is commercial in his recommendations."
"Craig goes above and beyond to help his clients meet urgent or time-sensitive demands. He offers highly technical and nuanced advice."
"Craig is terrific. He is keenly attuned to market developments and is commercial in his recommendations."
"Craig goes above and beyond to help his clients meet urgent or time-sensitive demands. He offers highly technical and nuanced advice."