Elizabeth Mitchell
USA Guide 2024
Band 1 : Financial Services Regulation: Broker Dealer (Enforcement)
Email address
[email protected]Contact number
+1 202 663 6426Share profile
Band 1
About
Provided by Elizabeth Mitchell
Practice Areas
Elizabeth L. Mitchell's practice focuses on representing global financial institutions, investment advisers, broker-dealers, futures commission merchants, accounting firms, public companies, and their employees in regulatory investigations, enforcement actions, and litigation involving the federal securities laws. She has extensive experience representing clients in investigations and proceedings involving algorithmic trading and complex trading systems, alleged insider trading, alleged accounting irregularities, and compliance with numerous regulatory requirements, such as best execution, Regulation NMS, Regulation SHO, and the market access rule.
Ms. Mitchell has represented clients before the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Department of Justice, self-regulatory organizations, and state attorneys general. Ms. Mitchell also conducts internal investigations and counsels clients on regulatory and compliance matters.
From 1999 to 2001, Ms. Mitchell served as a Trial Attorney in the Torts Branch of the United States Department of Justice. In this role, she represented the White House and numerous federal agencies in the government's litigation against the tobacco industry.
To learn more, visit: https://www.wilmerhale.com/en/people/elizabeth-mitchell
Professional Memberships
Member, WilmerHale Management Committee
Member, Former Chair—Board of Directors, Legal Counsel of Elderly
Admitted to practice before the US Court of Appeals for the Third Circuit
Personal
JD, Harvard Law School, 1998, cum laude
BS, University of North Carolina at Chapel Hill, 1993, with Highest Distinction
Chambers Review
USA
Elizabeth Mitchell is experienced in advising broker-dealers on investigations and enforcement proceedings brought by financial regulators, including FINRA and the SEC.
Strengths
Provided by Chambers
"Elizabeth is an exceptional lawyer, she is extremely responsive, commercial and a pleasure to work with."
"She is incredibly thorough and knowledgeable."
"Elizabeth is an exceptional lawyer, she is extremely responsive, commercial and a pleasure to work with."
"She is incredibly thorough and knowledgeable."