John Sikora

Practice Areas

John Sikora is a member of the Litigation & Trial Department. John represents companies and their officers and directors in SEC and FINRA enforcement investigations and examinations. John's clients include public companies, fund managers, investment advisers, and financial services firms. John also advises clients on securities-related compliance.

Prior to joining Latham & Watkins, he was an Assistant Director in the Chicago Regional Office and in the Asset Management Unit of the SEC’s Enforcement Division, a national specialized unit that focuses on misconduct by investment advisers, investment companies, and private funds.

During his 16 year tenure at the SEC, John was responsible for supervising all types of SEC enforcement activities, including investigations involving public company accounting fraud and other disclosure violations, misconduct by investment advisers, broker-dealers and auditors, and insider trading. Many of the investigations supervised by John resulted in parallel prosecutions by the Department of Justice.

John is a frequent speaker and panelist on securities law issues. John earned the Chartered Alternative Investment Analyst designation in April 2012.