Marc Ponchione
USA Guide 2024
Band 2 : Investment Funds: Regulatory & Compliance
Email address
[email protected]Contact number
+1 202 383 8290Share profile
Band 2
About
Provided by Marc Ponchione
Practice Areas
Marc Ponchione, a partner in the firm’s Investment Management Group, focuses on advising financial services firms on various regulatory, compliance and transactional issues arising in the asset management industry. Mr. Ponchione is based in the firm’s Washington, D.C. office.
Mr. Ponchione represents asset managers, funds, sponsors and issuers of financial products on a broad range of regulatory and transactional issues inside and outside the United States. He regularly advises clients on issues under the federal securities laws, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940 as well as various other regulations affecting investment managers, funds and financial product sponsors.
From 2001 to 2006, he served as senior counsel at the Securities and Exchange Commission (Division of Investment Management). Mr. Ponchione serves on the American Bar Association Subcommittee on Hedge Funds, the American Bar Association Subcommittee on Investment Companies and Investment Advisers and the New York City Bar Committee on Investment Management Regulation. He frequently writes on investment management best practices and issues for various legal and business publications, and is an adjunct professor at Georgetown University Law Center.
Mr. Ponchione received his B.A. from Marietta College in 1996 and his J.D. from Duquesne University in 1999. He serves on the Board of Trustees at Marietta College.
Chambers Review
USA
Marc Ponchione is routinely called upon by financial services firms to provide counsel on a broad range of regulatory issues, including ESG issues and the SEC's Marketing Rule. He also has significant experience of advising clients on issues related to the ’40 Act.
Strengths
Provided by Chambers
"Marc is patient, thoughtful and highly knowledgeable."
"He is extremely well connected, knowledgeable and pragmatic."
"Marc is patient, thoughtful and highly knowledgeable."
"He is extremely well connected, knowledgeable and pragmatic."