![Russell D Sacks](https://assets-cdn.chambers.com/cdn-cgi/image/format=auto,fit=scale-down/https://media.chambers.com/individuals/3268926/b24abec7-8277-47fd-ae0d-e5e19d42cb9b/profile.png)
Russell D Sacks
USA Guide 2024
Band 3 : Financial Services Regulation: Broker Dealer (Compliance)
Email address
[email protected]Contact number
+1 212 790 5369Share profile
Band 3
About
Provided by Russell D Sacks
Practice Areas
Russell Sacks is a financial services regulatory partner in the firm’s Corporate practice. He provides advice to market participants on a worldwide basis with respect to regulatory, transactional, trading and markets issues, with particular emphasis on U.S. regulation of securities broker-dealers, asset managers, clearing agencies, and electronic trading systems.
Mr. Sacks represents broker-dealers and asset managers on all aspects of those business’ life cycles, with particular emphasis on regulation of private banks and wealth managers; investment banks; equity and fixed-income trading operations; research businesses; regulation of syndicates; and electronic trading systems. Russell regularly represents globally important financial institutions, including state-owned financial institutions, on their cross-border activities. Russell also regularly represents SIFMA with respect to various issues in respect of SEC and FINRA regulation.
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