Russell D Sacks

Practice Areas

Russell Sacks is a financial services regulatory partner in the firm’s Corporate practice. He provides advice to market participants on a worldwide basis with respect to regulatory, transactional, trading and markets issues, with particular emphasis on U.S. regulation of securities broker-dealers, asset managers, clearing agencies, and electronic trading systems.

Mr. Sacks represents broker-dealers and asset managers on all aspects of those business’ life cycles, with particular emphasis on regulation of private banks and wealth managers; investment banks; equity and fixed-income trading operations; research businesses; regulation of syndicates; and electronic trading systems. Russell regularly represents globally important financial institutions, including state-owned financial institutions, on their cross-border activities. Russell also regularly represents SIFMA with respect to various issues in respect of SEC and FINRA regulation.