Steven W Stone
USA Guide 2024
Band 1 : Financial Services Regulation: Broker Dealer (Compliance)
Email address
[email protected]Contact number
202-739-5453Share profile
Band 1
About
Provided by Steven W Stone
Practice Areas
Steven Stone is a partner in the investment management practice at Morgan Lewis and leader of the financial institutions practice as well as leader of the firm’s investment funds industry initiative. He counsels clients on regulations governing broker-dealers, investment advisers and bank fiduciaries, and pooled investment vehicles. Steve counsels most of the largest and most prominent US broker-dealers, investment banks, investment advisers, and mutual fund organizations. He regularly represents clients before the US Securities and Exchange Commission, both in seeking regulatory relief and assisting clients in enforcement or examination matters. For more information, please view his bio at https://www.morganlewis.com/bios/sstone.
Personal
Bates College, 1983, B.A.; The George Washington University Law School, 1988, J.D.
Chambers Review
USA
Steven Stone is a respected figure in the broker-dealer space, noted for his expertise in securities and derivatives law. He regularly assists clients in obtaining regulatory relief from a range of authorities, including the SEC, SIFMA and FINRA.
Strengths
Provided by Chambers
"Steve Stone is fantastic."
"Steve Stone is fantastic."
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Morgan, Lewis & Bockius LLP
California
