Financial Services Regulatory | Europe

A&L Goodbody is revered for its outstanding expertise in financial services regulatory advice and investigations. The law firm acts for a prestigious client base of domestic and international banks, investment firms, insurance companies and fintech entities. The department advises on compliance and licensing matters, AML issues and establishing MTFs. The team also possesses considerable experience in Central Bank enforcements and investigations.

Arthur Cox regularly advises major Irish and international clients on domestic and EU financial regulatory matters. The law firm boasts a full-service department that assists banks, funds and insurance companies with a whole host of compliance mandates, including licence applications and the establishment and withdrawal of Irish operations. The department demonstrates additional prowess in representing clients in investigations launch by the Central Bank of Ireland.

Mason Hayes & Curran is well positioned to advise on financial services regulation in the banking, insurance and fintech sectors. The law firm provides compliance advice connected with M&A and NPL sales. The department additionally assists financial institutions with applications to establish their businesses in Ireland. Other advisory services offered by the team often relate to RMPs from the Central Bank, the Capital Requirements Regulation, and recovery and resolution planning. The lawyers work with their colleagues in the commercial litigation department to assist with enforcement and investigation proceedings.

Matheson has a strong track record of working on both contentious and non-contentious regulatory matters. The department supports financial institutions in their communication with the Central Bank, as well as assisting with the compliance aspects of corporate restructurings and business transfers. In addition, the regulatory investigations practice handles a broad array of disputes and administrative sanctions procedures brought by the authorities. The law firm has notable expertise in financial services regulatory topics in the insurance sector.

Maples advises clients on a range of regulatory and compliance matters relating to the financial services industry. The team has experience in AML and CFT issues, and also advises on the establishment of operations in Ireland. The department also assists with RMPs and represents clients in administrative sanctions procedures. The lawyers have particular knowledge in e-money mandates as well as funds-related topics.

McCann FitzGerald is well positioned to advise international financial institutions on regulatory and compliance matters within the sector. The law firm provides support in establishing branches and subsidiaries in Ireland, advising on the application process to the Central Bank. The department also assists with the financial regulatory topics connected to loan portfolio transactions as well as M&A.

The regulatory department at Walkers acts for a variety of domestic and international financial institutions, with notable expertise in investment funds. The team assists with licence applications to the Central Bank of Ireland. The lawyers also assist with AML issues and MAR compliance frameworks. The law firm has particular expertise in crowdfunding topics and e-money mandates.

William Fry acts for banks, funds and payment institutions on contentious and non-contentious regulatory matters. The law firm advises on the establishment of operations in Ireland, as well as M&A within the financial services industry. It also assists with licence applications, with particular experience in the e-money and insurance sectors. The department additionally represents clients in enforcement investigations and administrative sanctions procedures.