About

Provided by Borden Ladner Gervais LLP

BLG’s Investment Management Group is one of the largest groups in Canada offering over 50 years of experience ranging from fund structuring, public fund launches, ETFs, closed end funds, private and hedge fund offerings, derivative transactions, bringing international entrants to Canada, registrant regulation, M&A transactions and regulatory policy and developments. Many of our clients have worked with us since their initial start-up.


We act for high profile fund industry clients including independent fund managers, Canadian banks, portfolio managers, dealers, hedge fund managers, ETFs, closed-end funds and service providers.

Many of our lawyers have hands-on experience, through secondments, committee or leadership positions, at the various securities regulators across Canada and trade associations and via secondments with our clients. 

We provide a diverse range of services working closely with lawyers in other specialized areas to provide complete, innovative and cost-effective client-centred services including:

•    Structuring all types of investment funds and their offerings
•    M&A fund industry transactions
•    ISDA and cleared derivative documentation
•    Investment fund governance
•    Registrant regulation
•    Regulatory compliance matters
•    Taxation matters

Chambers Review

Provided by Chambers
Investment Funds - Nationwide - Canada
1
Band 1
What the Team is Known For

Borden Ladner Gervais operates a market-leading investment fund practice widely praised for its mutual funds expertise and provision of regulatory support. The group also advises on ETFs and open-ended fund matters, acting for a diverse range of clients including banks, dealers and fund managers. It has a strong track record of assisting international investors with debut matters in the Canadian funds market, and maintains an impressive bench of highly experienced practitioners across the key markets of Toronto, Montréal and Vancouver.

Work Highlights

Provided by Borden Ladner Gervais LLP
  • Borden Ladner Gervais advised CI Global Asset Management on the formation of two private market funds.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers
Lynn McGrade
1
Lynn McGrade
1
Band 1

Toronto-based Lynn McGrade is frequently sought after for her advice on a variety of fund structures and receives particular praise for her expertise in mutual funds.

"Lynn provides great overall experience due to her vast knowledge in the industry."

"Lynn McGrade is a leader in the area of investment funds."

Kathryn Fuller
2
Kathryn Fuller
2
Band 2

Toronto-based Kathryn Fuller assists fund managers with a broad range of fund-related issues, including funds M&A.

"She brings a depth of legal experience that makes her an invaluable resource."

"She understands the Canadian investment fund and asset management industry from many angles and how to approach securities regulators."

Carol Derk
3
Carol Derk
3
Band 3

Carol Derk is sought after for her expertise in the digital assets sphere. She has notable experience providing counsel on launches and novel fund structures.

"Carol Derk is a great lawyer in crypto and funds matters."

Jason Brooks
3
Jason Brooks
3
Band 3

Vancouver-based Jason Brooks has a broad investment management practice that includes advising on the formation, management and operation of funds.

"Jason delivers timely and accurate information and solves issues."

"He has strong technical skills, and his answers are always thoughtful and well researched. Jason pairs his legal knowledge with the practical realities of the managing and investment funds business."

Prema Thiele
3
Prema Thiele
3
Band 3

Toronto-based Prema Thiele advises on an array of fund M&A and regulation issues.

Sarah Gardiner
3
Sarah Gardiner
3
Band 3

Sarah Gardiner is an experienced attorney based in the firm's Toronto office. She advises on a broad range of funds matters including securities regulation and compliance.

"Her capability, expertise and experience are key assets."

"Sarah Gardiner is an exceptional lawyer and valued business partner."

Roma Lotay
U
Roma Lotay
U
Up and Coming

Roma Lotay is a Toronto-based lawyer with a burgeoning practice in the investment fund space. She frequently assists clients with the formation and private offering of funds, and is highly adept at advising on ESG strategy and a myriad of securities regulatory issues.

"She is very pleasant and good to work with. She is a strong contributor to the team and is very solution-oriented."

Ranked Lawyers at
Borden Ladner Gervais LLP

Provided by Chambers
Filter by
Band

Nationwide - Canada

Investment Funds

Lynn McGrade
1
Lynn McGrade
1
Band 1
Kathryn Fuller
2
Kathryn Fuller
2
Band 2
Carol Derk
3
Carol Derk
3
Band 3
Jason Brooks
3
Jason Brooks
3
Band 3
Prema Thiele
3
Prema Thiele
3
Band 3
Sarah Gardiner
3
Sarah Gardiner
3
Band 3
Investment Funds: Fund Formation

Roma Lotay
U
Roma Lotay
U
Up and Coming

Members

Provided by Borden Ladner Gervais LLP