Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide
What the team is known for
Bressler, Amery & Ross, P.C. boasts a strong team of lawyers with impressive expertise in defending clients from the securities industry in regulatory investigations and proceedings. The team is regularly engaged to advise broker-dealers in SEC and FINRA investigations. The group also offers guidance on US and international compliance matters, including those related to state laws and local ordinance.
Strengths
"The firm has a high level of commercial awareness and provides practical advice."
Notable practitioners
Andrew Sidman, head of the firm's financial institutions regulatory defense practice, is a key contact in New York.
