Andrew O'Toole

Practice Areas

Andrew D. O’Toole represents individuals and businesses in commercial disputes, appeals, government and regulatory enforcement proceedings and internal investigations. He also advises on compliance matters related to state insurance, FINRA and state securities rules and regulations.

Mr. O’Toole has successfully represented individuals and large financial institutions and their employees in state and federal court proceedings and arbitrations. He has also represented clients in litigations and arbitrations involving a wide range of substantive areas, including joint ventures, trust agreements, federal tax refunds, fraud allegations, ERISA and federal securities laws. He has also advised and represented clients before various federal, state, and regulatory bodies, including the United States Securities and Exchange Commission (SEC), FINRA, the Department of Justice, the Department of Labor, various United States Attorney’s Offices, State Attorneys General, and state insurance and securities divisions. Mr. O’Toole has also conducted internal investigations for clients.

Career

Columbia University - summa cum laude, Phi Beta Kappa

Harvard Law School - cum laude; President of Harvard Legal Aid Bureau

Hon. Janet Bond Arterton - U.S. District Judge, District of Connecticut

U.S. Attorney's Office/SDNY - Civil Division

Professional Memberships

Admitted New York and Connecticut

US Supreme Court, D. Conn., SDNY, EDNY