Cheryl L Haas
USA Guide 2024
Financial Services Regulation: Broker Dealer (Enforcement) + 1 more ranking
Band 2
Band 3
About
Provided by Cheryl L Haas
Practice Areas
Cheryl L. Haas serves as litigation counsel for Fortune 100 companies, investment companies and advisers, broker-dealers and private individuals in high-stakes disputes in federal and state courts and a variety of arbitration forums. She represents clients before the U.S. Securities and Exchange Commission, the Financial Industry Regulatory Authority and state securities regulators across the United States. Cheryl monitors regulatory developments, advises clients on compliance matters and conducts internal investigations. In addition, she represents companies involved in regulatory investigations concerning alleged securities or accounting fraud, Ponzi schemes, insider trading, privacy, supervision and other issues.
Recognized for her acumen and leadership, Cheryl is the current chair of the firm’s Financial Services Litigation Department.
Chambers Review
USA
Cheryl Haas has a well-regarded practice advising broker-dealer clients in SEC and FINRA investigations.
Cheryl Haas of McGuireWoods LLP is experienced in handling FINRA investigations, as well as advising clients on regulatory and compliance matters related to the Investment Company Act and the Advisers Act.
Strengths
Provided by Chambers
"Cheryl is effective working with a range of regulators and is very familiar with the wider regulatory landscape."
"Cheryl is an excellent lawyer and great partner."
"Cheryl is effective working with a range of regulators and is very familiar with the wider regulatory landscape."
"Cheryl is an excellent lawyer and great partner."
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