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Nicholas Losurdo
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USA 2024
Lawyers profile | USA 2024: Financial Services Regulation: Broker Dealer (Compliance)
Nicholas Losurdo
Ranked in 1 Practice Areas
3

Band 3

Financial Services Regulation: Broker Dealer (Compliance)

USA - Nationwide

1 Years Ranked

About

Provided by Nicholas Losurdo

USA

Practice Areas

Nick Losurdo advises financial institutions, public companies, startups, and investors on regulatory, policy, transactional, enforcement, and strategic matters. Nick recently served at the SEC as counsel to one of the commissioners. He approaches each engagement with the deep and diverse experience he has developed serving in high level roles in government, in-house, and private practice.

Personal

JD, Suffolk University Law School 2006; BS, Business Administration, Stonehill College 2001

Chambers Review

Provided by Chambers

USA

Financial Services Regulation: Broker Dealer (Compliance) - USA - Nationwide

3
Band 3
Individual Editorial
Nicholas Losurdo is highly sought after by financial services clients for his counsel in regulatory exams by FINRA and the SEC. He is particularly experienced in the regulatory issues faced by broker-dealers.
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Strengths

Provided by Chambers

"Nicholas is a great business partner. He puts information in layman's terms and is very responsive."

Financial Services Regulation: Broker Dealer (Compliance) respondent
USA

"When I seek insightful, thoughtful and incredibly well-informed counsel on securities law and regulatory issues, Nick is my go-to."

Financial Services Regulation: Broker Dealer (Compliance) respondent
USA

"Nick is extremely knowledgeable and passionate. He is relentless in his pursuit of favorable outcomes for his clients."

Financial Services Regulation: Broker Dealer (Compliance) respondent
USA

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