Band 4
Provided by Katherine Liu
Being a partner of the regulatory team in Hong Kong, with a focus on the financial services sector, Katherine advises clients on a wide range of issues, including compliance with financial services laws and regulations, employment and personal data laws. She is known to be responsive and able to give precise and commercially sound advice.
Her clients include financial services providers (such as banks, brokers, financial advisers, asset managers and Fintech companies) and financial services users (such as borrowers, investors and issuers). She has acted for various financial institutions relating to the establishment of their financial services business in Hong Kong, advised them on their on-going operational and compliance issues and some of their mergers and acquisitions or closures.
In recent years, she has worked with a number of fintech startups and established financial institutions in establishing their online businesses. Her first fintech-related experience started when she assisted a e-wallet company in obtaining a stored value facility licence, and has since moved on to advise a number of traditional and new financial institutions on the development of their websites and mobile apps to facilitate online investment trading or online lending.
Provided by Chambers
Katherine Liu is a partner in Stephenson Harwood's financial services regulatory team in Hong Kong. She primarily advises on non-contentious matters, often relating to payment systems and mobile app regulations.
Provided by Chambers
Her ability to navigate intricate legal landscapes with confidence and clarity has been instrumental in providing me with the assurance and guidance needed to make informed decisions.
Katherine is a pleasure to work with. She is in touch with the fintech sector and understands the need for pragmatic advice grounded in a solid understanding of the relevant regulations.
Her ability to navigate intricate legal landscapes with confidence and clarity has been instrumental in providing me with the assurance and guidance needed to make informed decisions.
Katherine is a pleasure to work with. She is in touch with the fintech sector and understands the need for pragmatic advice grounded in a solid understanding of the relevant regulations.
