Norm Champ
USA Guide 2024
Band 2 : Investment Funds: Regulatory & Compliance
Email address
[email protected]Contact number
1 (212) 446-4966Share profile
Band 2
About
Provided by Norm Champ
Practice Areas
Norm represents the most sophisticated private fund sponsors in the world on complying with the constantly changing regulatory environment in the United States and other countries. Sophisticated private fund sponsors seek out Norm’s advice because he can bring to bear his perspective as an experienced law firm partner, former regulator and a former partner of a private fund manager. Norm’s large and wide-ranging practice, including defending numerous SEC examinations, gives him unparalleled insight into how sponsors are addressing regulatory issues.
Previously, Norm was the director of the Division of Investment Management at the U.S. Securities and Exchange Commission (SEC). Prior to that he was the Deputy Director of the SEC’s Office of Compliance, Inspections and Examinations (OCIE) and the Associate Regional Director for Examinations in the SEC’s New York Regional Office. In these capacities he supervised SEC examinations of investment advisers and other market participants. Before joining the SEC, Norm was Executive Vice President and General Counsel of Chilton Investment Company, an adviser to hedge funds.
Publications
Mastering Money (McGraw Hill 2019)
Going Public (McGraw Hill 2017)
Co-author with David A. Breach, Chapter on “Investment Management” in treatise Successful Partnering Between Inside and Outside Counsel (Thomson Reuters 2021).
Chambers Review
USA
Norm Champ is particularly adept at advising clients on SEC regulatory issues, drawing strength from his experience as a director within the SEC.