Ranked in 2 Practice Areas
3

Band 3

Investment Funds: Regulatory & Compliance

USA - Nationwide

4 Years Ranked

4

Band 4

Hedge Funds

USA - Nationwide

4 Years Ranked

Ranked in Guides

About

Provided by Patricia Poglinco

USA

Practice Areas

Investment Management

Private Funds

Registered Investment Companies and ETFs

Career

Patricia A. Poglinco is a partner in and co-head of Seward & Kissel’s Investment Management group. Pat joined Seward & Kissel in 1986 and has been a partner since 1994.

Pat’s practice specialties include the representation of investment advisers and related regulatory compliance; the formation and representation of private investment partnerships, group trusts and various offshore investment vehicles; the formation and CFTC registration of commodity pools, commodity pool operators and commodity trading advisors; the formation and ongoing representation of registered investment companies (open-end and closed-end funds) and their managers, distributors, underwriters and other service providers; and general securities and general corporate matters.

Personal

Albany Law School of Union University, J.D.;

Mount Holyoke College, A.B., magna cum laude

Chambers Review

Provided by Chambers

USA

Investment Funds: Regulatory & Compliance - USA - Nationwide
3
Band 3

Patricia Poglinco has notable experience of advising clients on NFA and SEC examinations.


Hedge Funds - USA - Nationwide
4
Band 4

Patricia Poglinco's CFTC expertise is regarded as a key draw of her private funds practice. She is called upon by investment managers to advise on a range of issues, including new investments made by limited partners.

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