Band 3
Band 4
Provided by Patricia Poglinco
Investment Management
Private Funds
Registered Investment Companies and ETFs
Patricia A. Poglinco is a partner in and co-head of Seward & Kissel’s Investment Management group. Pat joined Seward & Kissel in 1986 and has been a partner since 1994.
Pat’s practice specialties include the representation of investment advisers and related regulatory compliance; the formation and representation of private investment partnerships, group trusts and various offshore investment vehicles; the formation and CFTC registration of commodity pools, commodity pool operators and commodity trading advisors; the formation and ongoing representation of registered investment companies (open-end and closed-end funds) and their managers, distributors, underwriters and other service providers; and general securities and general corporate matters.
Albany Law School of Union University, J.D.;
Mount Holyoke College, A.B., magna cum laude
Provided by Chambers
Patricia Poglinco has notable experience of advising clients on NFA and SEC examinations.
Patricia Poglinco's CFTC expertise is regarded as a key draw of her private funds practice. She is called upon by investment managers to advise on a range of issues, including new investments made by limited partners.
